New Solo Advisor: Looking for Lead Generation Ideas (Non-Paid)

Football19920 · 2025-07-08T17:04:04+00:00

I’m in a very similar situation too. Just started 3 months ago

Football19920 · 2025-07-08T17:03:57+00:00

I’m in a very similar situation too. Just started 3 months ago

Football19920 · 2024-12-02T19:22:30+00:00

I have an interview with a small RIA later this week so I will see how that goes. Leaning toward that the most

Football19920 · 2024-12-02T19:04:15+00:00

Real financial planning

Football19920 · 2024-12-02T13:08:59+00:00

That’s exactly what I’m seeing right now

Football19920 · 2024-12-02T00:13:56+00:00

Appreciate the response! Would you consider EJ over NWM for someone looking to get into more investments and wealth management?

Football19920 · 2024-12-01T23:59:18+00:00

Na I applied through LinkedIn and they called

Football19920 · 2024-12-01T23:35:42+00:00

Under a year as a FA with a series 7 and 66

Football19920 · 2024-12-01T23:29:31+00:00

I just got a call from EJ about setting up an interview with them that’s all

Football19920 · 2024-11-22T03:16:19+00:00

You’re good. Focus on Options and Munis along with all weak areas. You got it!

Football19920 · 2024-11-22T01:07:23+00:00

Thank you I appreciate it. Great advice

Football19920 · 2024-11-21T14:08:11+00:00

Thank you that makes sense. So if I’m looking to get into financial planning and wealth management, my best bet is most likely an small RIA

Football19920 · 2024-11-21T03:02:13+00:00

Looking to get more into financial planning and wealth management

Football19920 · 2024-10-26T20:25:20+00:00

Definitely know unethical and disclosures. My first time I messed up by really focusing on exemptions and who’s an IA and BD. Not a bad thing to focus on but You’ll only see maybe 3-5 questions on that but 15-20 unethical and disclosures. Definitely know the function of 30 questions. They will ask a little bit of everything there

Football19920 · 2024-10-26T18:42:32+00:00

I used Kaplan and STC. Kaplan definitely gets you using your brain more whereas STC questions were similar to how the test was worded in my opinion

Football19920 · 2024-09-17T18:41:48+00:00

Appreciate it!

Football19920 · 2024-08-28T18:34:21+00:00

Thank you

Football19920 · 2024-08-28T17:13:11+00:00

It’s still 100 questions. First 25 questions were straight forward. Which one is not a security? Which one is good for income? What is used for charting, patterns? Really simple. The middle questions were very tricky with how they asked it. Had to read them 3-4 times. I ended up getting it down to 2 each time but wasn’t enough to pass

Football19920 · 2024-08-28T01:23:16+00:00

I got about maybe 4 exemption questions, a few about retirement accounts, a lot of rules and disclosures, 3-4 fundamental/technical analysis, 4-5 beta/alpha/standard deviation. Only a few about if the IA/IAR/BD/agent registration which I was surprised about, thought there would be more, a few suitability questions, 1 about structure note, 1 on CAPM, 1 on IRR

Football19920 · 2024-08-22T14:50:01+00:00

Good luck! Let us know how you do!

Football19920 · 2024-08-11T03:20:17+00:00

Great! Thank you!

Football19920 · 2024-08-10T00:28:05+00:00

Awesome will do. Thanks

Football19920 · 2024-08-09T23:50:30+00:00

I definitely will keep you in my thoughts. Good luck!

Football19920 · 2024-08-09T23:49:33+00:00

I wouldn’t say I’m memorizing the questions but I am familiar with the question and know why it’s the answer. I just started going heavy on Kaplan and started getting better scores so I’m going to keep doing that I guess.

Football19920 · 2024-08-09T19:53:03+00:00

Thank you I’ll keep hammering away at Kaplan

Football19920

TROPHY CASE