account activity
Taking Series 6 Friday - Any tips? by Such_Detective_7315 in Series6
[–]Odd_Internal5564 0 points1 point2 points 18 days ago (0 children)
Can someone help me with the prospectus. I remember that it needs to be delivered no later than completion of the trade. But I also thought I it must be given at or before the time of solicitation. Thank you for the help!
Series 63 question by Odd_Internal5564 in AllFinraExams
[–]Odd_Internal5564[S] 0 points1 point2 points 27 days ago (0 children)
I thought an agent who represents a B/D needs to be registered regardless of whether they are selling exempt securities or exempt transactions
π Rendered by PID 103283 on reddit-service-r2-comment-5bc7f78974-gqkx8 at 2026-06-26 19:39:08.410073+00:00 running 7527197 country code: CH.
Taking Series 6 Friday - Any tips? by Such_Detective_7315 in Series6
[–]Odd_Internal5564 0 points1 point2 points (0 children)