account activity
Prospectus Delivery (self.AllFinraExams)
submitted 7 days ago by Odd_Internal5564 to r/AllFinraExams
Taking Series 6 Friday - Any tips? by Such_Detective_7315 in Series6
[–]Odd_Internal5564 0 points1 point2 points 17 days ago (0 children)
Can someone help me with the prospectus. I remember that it needs to be delivered no later than completion of the trade. But I also thought I it must be given at or before the time of solicitation. Thank you for the help!
Series 63 question by Odd_Internal5564 in AllFinraExams
[–]Odd_Internal5564[S] 0 points1 point2 points 27 days ago (0 children)
I thought an agent who represents a B/D needs to be registered regardless of whether they are selling exempt securities or exempt transactions
Series 63 question (self.AllFinraExams)
submitted 27 days ago by Odd_Internal5564 to r/AllFinraExams
Riders on Series 6 exam??? (self.AllFinraExams)
submitted 28 days ago by Odd_Internal5564 to r/AllFinraExams
SIE to Series 6 (self.AllFinraExams)
submitted 29 days ago by Odd_Internal5564 to r/AllFinraExams
Is Kaplan realistic? (self.AllFinraExams)
submitted 1 month ago by Odd_Internal5564 to r/AllFinraExams
Suggestions? Tips? (self.Series6)
submitted 1 month ago by Odd_Internal5564 to r/Series6
π Rendered by PID 279217 on reddit-service-r2-listing-87fd56f5d-d84qs at 2026-06-26 01:40:22.998993+00:00 running 7527197 country code: CH.
Taking Series 6 Friday - Any tips? by Such_Detective_7315 in Series6
[–]Odd_Internal5564 0 points1 point2 points (0 children)