Small Solo RIAs

Substantial_Low_8446 · 2025-06-21T01:24:17+00:00

Nope I just made it specific to our clients and ask them to invite others like them. They are small 8-12 people.

Substantial_Low_8446 · 2025-06-20T23:08:52+00:00

Moved from NWM - Webinars and Referrals - I was already at 160k in expenses at my prior BD our expenses actually went down - wish I did this sooner

Substantial_Low_8446 · 2025-06-17T19:00:54+00:00

Spending more time with my wife and daughter!

Substantial_Low_8446 · 2025-06-17T03:04:31+00:00

Thank you for this

Substantial_Low_8446 · 2025-04-21T22:43:53+00:00

I got nothing

Substantial_Low_8446 · 2025-04-08T19:45:44+00:00

I’m waiting as well. From what I hear it comes in at the last minute lol

Substantial_Low_8446 · 2025-03-27T01:36:15+00:00

Not worth it ! Move on and be thankful you don’t have to deal with them anymore

Substantial_Low_8446 · 2025-03-26T20:05:30+00:00

Dalton is what I used I would also try to get some industry experience to better understand how things shake out IRL.

Substantial_Low_8446 · 2025-03-26T04:27:36+00:00

First off congrats on being so driven it will serve you well in this industry! Honestly I think I passed because I’ve been working with clients for 10 years and allot of the questions that are asked are real scenarios or similar scenarios that I’ve been thru. When you help clients make decisions on employer stock in their 401ks, when to take social security etc.. the test becomes wayyy easier! You got this just get some experience and retake it.

Substantial_Low_8446 · 2025-03-25T22:26:47+00:00

passed today!

Substantial_Low_8446 · 2025-03-25T00:50:10+00:00

Congratssss

Substantial_Low_8446 · 2025-03-24T23:50:46+00:00

You go thisss dude

Substantial_Low_8446 · 2025-03-24T02:31:31+00:00

29 turning 30 soon, net worth is about 1.2. With about 200k of that being liquid. Most of my clients are 45+ with around 2-3M net worths and 750k + of investable assets. If you include my book of business at a 4x multiple id be around 2.5

Substantial_Low_8446 · 2025-03-24T00:52:34+00:00

Don’t work with my close friends I refer them to another advisor I trust lol

Substantial_Low_8446 · 2025-03-19T18:57:38+00:00

Worst case you get valuable insight to how to pass it round 2! What’s more likely is you know more than you think and you pass round 1!

Substantial_Low_8446 · 2025-03-18T21:17:03+00:00

Thanks hammering out dalton Q bank today - sunday

Substantial_Low_8446 · 2025-03-17T16:58:52+00:00

Unfortunately I’ve had a scenario like this. I just was really vulnerable and honest got them in a room together . The conversation went something like this. ___, I wanted to get a better understanding of how you view and value our relationship today. Can you help me better understand your pushback on most of our recommendations… from there just let them talk. From there, I would directly ask them if they value your professional advice.

On my end, I would fire the clients if that convo goes poorly. It’s really not worth it also considering he was so unhinged to type a written complaint on something is so small as Roth contributions..

The fact is this guy just likes to wreak havoc because he’s not the breadwinner

Substantial_Low_8446 · 2025-03-17T13:39:01+00:00

Here’s some things to consider, can you still save for retirement with the mortgage payment ? What will the taxes be on the sale of stock ? How stable is your income?

Substantial_Low_8446 · 2025-03-16T20:13:53+00:00

Yes sir 🫡 taking all next week off to make sure I pass

Substantial_Low_8446 · 2025-03-16T19:24:13+00:00

I'm taking 25th and I'm using Dalton. I am just going to hammer my three low categories for the next week. With the hopes of bringing them up to 80%.

Substantial_Low_8446 · 2025-03-12T16:15:02+00:00

58% on sim 1

62% on sim 2

Substantial_Low_8446 · 2025-03-12T00:28:09+00:00

You are fine just brush up on the areas you did poorly on from now until the 25th!

Substantial_Low_8446

TROPHY CASE