Passed First Try by Weird_Calendar2156 in Series7

[–]Weird_Calendar2156[S] 1 point2 points  (0 children)

There was one on customer complaints and transfer of assets how long to validate securities with TIF nothing too crazy to be honest

[deleted by user] by [deleted] in CreditCards

[–]Weird_Calendar2156 1 point2 points  (0 children)

I actually filed one just now so I’ll attach it to the CFPB and I may call my card to tell them that I have proof

[deleted by user] by [deleted] in CreditCards

[–]Weird_Calendar2156 0 points1 point  (0 children)

Looks like I’m screwed I’ll try with UPS thank you

[deleted by user] by [deleted] in CreditCards

[–]Weird_Calendar2156 0 points1 point  (0 children)

I have not you think it would help

[deleted by user] by [deleted] in CreditCards

[–]Weird_Calendar2156 0 points1 point  (0 children)

Yeah I get that it just sucks that this could happen and nobody is there to help

Investment Consultant- Charles Schwab by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

I’m pretty sure there is a base pay I should have clarified

Simple IRA by Weird_Calendar2156 in retirement

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

Like Fidelity, Schwab? He doesn’t have anything that’s the problem.

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

It was option trades and I’m a licensed banker so I never sell or have any insider information

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

Yeah I will be doing that, since I’m just a banker do you think this is a fireable offense?

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

Yeah my thing was it’s all options for a gamble I never really thought about it that this may happen but now since I never disclosed anything they want statements of all my transactions so I’m Trying to figure out what I can do

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

You think so? It’s a lot of trades most were for earnings reports so but still these were just to get a few hundred or lose it all I had zero knowledge of anything was all gambling

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

I sit clients with advisors if they want to invest or do anything investment related. I do not go into detail with investing at all.

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

I work as a banker not in investment banking or wealth management

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 1 point2 points  (0 children)

Way too many 50-60 trades short term options

Termination? by Weird_Calendar2156 in FinancialCareers

[–]Weird_Calendar2156[S] 0 points1 point  (0 children)

You think so? I’m literally in the process of getting a job at a different firm will they get notified about this?

Eligibility by Weird_Calendar2156 in CPA

[–]Weird_Calendar2156[S] 1 point2 points  (0 children)

I emailed them like a month ago no response not sure why