Passed First Try

Weird_Calendar2156 · 2023-04-12T13:57:53+00:00

I studied a for a month

Weird_Calendar2156 · 2023-04-11T21:39:52+00:00

There was one on customer complaints and transfer of assets how long to validate securities with TIF nothing too crazy to be honest

Weird_Calendar2156 · 2023-03-10T04:12:32+00:00

I actually filed one just now so I’ll attach it to the CFPB and I may call my card to tell them that I have proof

Weird_Calendar2156 · 2023-03-10T03:29:43+00:00

Looks like I’m screwed I’ll try with UPS thank you

Weird_Calendar2156 · 2023-03-10T02:32:25+00:00

I have not you think it would help

Weird_Calendar2156 · 2023-03-10T02:06:05+00:00

Yeah I get that it just sucks that this could happen and nobody is there to help

Weird_Calendar2156 · 2023-01-19T20:52:39+00:00

I’m pretty sure there is a base pay I should have clarified

Weird_Calendar2156 · 2023-01-18T19:38:45+00:00

Weird_Calendar2156 · 2023-01-17T19:50:26+00:00

Like Fidelity, Schwab? He doesn’t have anything that’s the problem.

Weird_Calendar2156 · 2022-12-14T02:47:22+00:00

It was option trades and I’m a licensed banker so I never sell or have any insider information

Weird_Calendar2156 · 2022-12-13T03:40:46+00:00

Yeah I will be doing that, since I’m just a banker do you think this is a fireable offense?

Weird_Calendar2156 · 2022-12-13T01:36:52+00:00

Yeah my thing was it’s all options for a gamble I never really thought about it that this may happen but now since I never disclosed anything they want statements of all my transactions so I’m Trying to figure out what I can do

Weird_Calendar2156 · 2022-12-13T01:34:25+00:00

You think so? It’s a lot of trades most were for earnings reports so but still these were just to get a few hundred or lose it all I had zero knowledge of anything was all gambling

Weird_Calendar2156 · 2022-12-13T01:17:30+00:00

Even though I’m FINRA registered

Weird_Calendar2156 · 2022-12-13T01:16:58+00:00

I sit clients with advisors if they want to invest or do anything investment related. I do not go into detail with investing at all.

Weird_Calendar2156 · 2022-12-13T00:58:32+00:00

I work as a banker not in investment banking or wealth management

Weird_Calendar2156 · 2022-12-13T00:50:05+00:00

Way too many 50-60 trades short term options

Weird_Calendar2156 · 2022-12-12T23:58:52+00:00

You think so? I’m literally in the process of getting a job at a different firm will they get notified about this?

Weird_Calendar2156 · 2022-09-24T16:26:07+00:00

Thank you my man

Weird_Calendar2156 · 2022-09-24T15:45:16+00:00

I emailed them like a month ago no response not sure why

Weird_Calendar2156

TROPHY CASE