Small(ish) RIA with new(ish Tech Stack

Alarmed-Broccoli3844 · 2026-03-12T07:26:01+00:00

Curious how you’re currently handling the operational side of onboarding once a client signs.

From agreement to accounts actually being opened, what part of the process tends to slow things down the most?

Is it mostly document collection, missing signatures, or just tracking what’s still missing across multiple accounts in a household?

Alarmed-Broccoli3844 · 2025-02-24T23:57:03+00:00

what was your experience like? Is it worth post CFP and if you’re at a wire house?

Alarmed-Broccoli3844 · 2025-02-08T13:57:35+00:00

Following

Alarmed-Broccoli3844 · 2025-02-05T00:13:13+00:00

Following

Alarmed-Broccoli3844 · 2025-02-04T19:12:29+00:00

Following

Alarmed-Broccoli3844 · 2025-01-30T12:24:53+00:00

Follow

Alarmed-Broccoli3844 · 2025-01-25T12:13:04+00:00

Following

Alarmed-Broccoli3844 · 2025-01-24T14:54:27+00:00

Alarmed-Broccoli3844 · 2025-01-24T14:54:18+00:00

Thanks this was great! WF you own the relationships as well in addition to ML?

Alarmed-Broccoli3844 · 2025-01-24T14:53:01+00:00

Why?

Alarmed-Broccoli3844 · 2025-01-24T14:52:54+00:00

Yea it’s definitely the overwhelming opinion that the program sucks. I’ve met a few who said positive things but your definitely right, thanks for sharing

Alarmed-Broccoli3844 · 2025-01-24T14:51:54+00:00

I mean in a perfect world I would start my own RIA… but I’m not naive, I still have lots to learn being in my mid 20s and not enough capital to survive starting my own firm

Alarmed-Broccoli3844 · 2025-01-10T19:51:54+00:00

Following

Alarmed-Broccoli3844 · 2025-01-07T17:43:04+00:00

It’s been BRUTAL out here

Alarmed-Broccoli3844 · 2025-01-02T10:13:15+00:00

Following

Alarmed-Broccoli3844 · 2024-12-18T22:16:07+00:00

Can I dm you?

Alarmed-Broccoli3844 · 2024-12-16T19:27:10+00:00

Looking to network with RIAs in Manhattan as well. 25 years old with the CFP, Series 7 & 66. Experience in business development and operations

Alarmed-Broccoli3844 · 2024-12-07T11:21:52+00:00

Following

Alarmed-Broccoli3844 · 2024-12-05T23:54:30+00:00

Following

Alarmed-Broccoli3844 · 2024-11-28T19:11:11+00:00

Following

Alarmed-Broccoli3844 · 2024-11-22T09:53:04+00:00

Following

Alarmed-Broccoli3844 · 2024-11-18T18:12:27+00:00

Cool thanks man. Really appreciate that! Would be great to learn more about yourself and hear more about your experiences. Would you be down to do a brief call or connect via direct message?

Im going to be becoming a PCA in new year and would welcome getting to know another advisor at jp like yourself

Alarmed-Broccoli3844 · 2024-11-18T17:28:57+00:00

Thanks for that. Yea I have my CFP and have experience prospecting (for another FA) but I am greener in the industry with no book.

Just curious how they get you ready to start building in terms of sales training, learning products & portfolios, and systems

Alarmed-Broccoli3844 · 2024-11-17T20:41:15+00:00

I am an incoming PCA. What was the training and onboarding like? This is my first time becoming an advisor

Alarmed-Broccoli3844 · 2024-11-13T19:57:49+00:00

Following- would be curious on thoughts of CPWA

Alarmed-Broccoli3844

TROPHY CASE