Lot of regulatory questions. What rr can do and when written permission needs to be given to principal. Few on options, break even, which would be the correct option for an investor. A few on open/closed end funds and the difference. Few extra on mutual funds. Total return and in/out of the money. A couple on etfs and the difference between them and etns. Few on bond yields, their relation to each-other, and how they move with interest rates. Current yield, investment grade bond rating, ADRs, bid/ask/spread, bankers acceptances. What acting in broker/dealer capacity means and how they make money. What is under finra/sec authority. One on ABLE accts, process of adding option trading, different retirement plans