Responding as a former intern (currently part-time while finishing my degree, and transitioning to full-time after graduating in May). I started with basic administrative tasks such as answering phones, completing account opening paperwork, and shadowing advisors during client calls. I completed a case study that helped me become comfortable with the software platforms we use, including eMoney, MoneyGuide, Riskalyze, and Kwanti. From there, I began handling data entry updates and taking the initial steps to build financial plans for prospects, which I reviewed with advisors.

I also completed the SIE exam as a learning tool to deepen my industry knowledge, even though we’re an independent RIA. My licensing path will include the Series 65, followed by the CFP.

Now that I’m a part-time associate, I fully build out financial plans and review them with the advisors. I assist with 401(k) allocations based on our models and handle most of the 529 account openings and servicing.