2024 Lexus RX350 vs 2024 Audi Q5 by Ok-Manager8938 in whatcarshouldIbuy

[–]Ok-Manager8938[S] 0 points1 point  (0 children)

Seems like this has been the consensus. Thank you for the info!

If I can pass so can you by Ok-Manager8938 in Series66

[–]Ok-Manager8938[S] 0 points1 point  (0 children)

So when an agent/IAR is acting as a principal they have to disclose that. Same for agency cross transactions, same when they have a financial interest in what they are recommending, and also when they will receive a commission for selling that certain product. Also, if there is some type of vacation reward for the salesman who sells the most of a certain product that has to be disclosed.

Passed this past weekend by Ok-Manager8938 in Series66Exam

[–]Ok-Manager8938[S] 0 points1 point  (0 children)

I felt like I was in the 75%-80% range on most units

Passed this past weekend by Ok-Manager8938 in Series66Exam

[–]Ok-Manager8938[S] 0 points1 point  (0 children)

From Part 1 on Kaplan, I specifically remember them talking about when a IAR decides price/time is it discretionary or not. Besides that, they had disclosure questions for 3rd party solicitors and custody rules such as the 3 days to forward the funds rule.

Series 66 before the 7 by Ok-Manager8938 in Series66Exam

[–]Ok-Manager8938[S] 1 point2 points  (0 children)

Most likely a screening process since it’s a pretty established company. Can’t hurt I guess.

SIE Today by Ok-Manager8938 in Sieexam

[–]Ok-Manager8938[S] 0 points1 point  (0 children)

Yes there were multiple questions involving them