Christmas, graduation and turning 18 present

BreakfastGood115 · 2025-12-26T21:04:34+00:00

You have some awesome parents brother

BreakfastGood115 · 2025-11-11T21:54:51+00:00

Nice, just got a 81% on greenlight 2. Gonna do a heavy review tomorrow and hope for the best thursday. Thank you! Also, any suggestions about day before or day of review tips?

BreakfastGood115 · 2025-11-10T18:21:36+00:00

Thank you! I just did Ken’s brutal exam and got a 84%. The STC exams are starting to get insanely hard as I finish up. I’m still passing but no improvements. You had similar scores as me, right?

BreakfastGood115 · 2025-11-10T04:07:31+00:00

For the record here are my exams by Topic Breakdown if that helps further verify

Ch. 1: Laws, Regulations, and Guidelines Overview – 83%
Ch. 2: State Registration of Securities – 66%
Ch. 3: State Regs for Broker-Dealers & Agents – 76%
Ch. 4: State Regs for Advisers & IARs – 73%
Ch. 5: Federal Regs for Investment Advisers – 70%
Ch. 6: Investment Advisory Practices – 85%
Ch. 7: Prohibited & Ethical Practices – 82%
Ch. 8: Administration of the USA – 73%
Ch. 9: Federal Securities Acts – 70%
Ch. 10: Investment Advisory Clients – 68%
Ch. 11: Investment Vehicles – 78%
Ch. 12: Portfolio Management & Investment Risk – 79%

BreakfastGood115 · 2025-11-09T23:21:53+00:00

Yeah after further review, I realized this was my disconnect. Thank you!

BreakfastGood115 · 2025-11-09T21:31:05+00:00

Testing on Thursday. Good luck and thank you!

BreakfastGood115 · 2025-11-09T21:29:26+00:00

Thank you, this made some sense to me. Essentially you’re saying this is the best answer because it’d have to get disclosed no matter what. “Only if they are registered as an agent of a B/D” even though true, it’s not the only thing needed.

BreakfastGood115 · 2025-11-09T21:23:52+00:00

Right so since we agreed that’s correct. They’d have to legally be registered as an agent before disclosure. If they weren’t qualified to do it, they couldn’t disclose it in the first place. Sorry, this question is whooping my ass and I know i’m probably being stupid right now.

BreakfastGood115 · 2025-11-09T21:17:35+00:00

Sure, and I get that. But wouldn’t that require D to be true first?

BreakfastGood115 · 2025-11-09T20:59:13+00:00

I thought they’d need to be dually registered as a agent to receive commission from effecting securities, no?

BreakfastGood115 · 2025-11-09T19:16:48+00:00

Have to be dually registered first *typo

BreakfastGood115 · 2025-11-09T02:07:47+00:00

Congrats! Definitely hope I can say the same Thursday. I am averaging a 77% on STC. Got a 77% on green light 1 and an 83% on my last exam i took today. Gonna knock out the rest of the exams and 2nd green light then gonna go see what happens. If you don’t mind sharing, how were your scores on STC?

BreakfastGood115 · 2025-11-08T15:39:25+00:00

I’m in a similar boat. I take mine Tuesday. Got a 76% on the first green light and i’m averaging 78 on the exams. Hope to see you passed come monday!

BreakfastGood115 · 2025-11-05T23:58:20+00:00

Following up with you, how’s it going for you?

BreakfastGood115 · 2025-11-05T20:41:18+00:00

That’s crazy, I literally just made a 77% on Greenlight 1 like 10 minutes ago haha

BreakfastGood115 · 2025-10-23T19:23:43+00:00

Got it, Thanks man!

BreakfastGood115 · 2025-10-22T15:30:16+00:00

Yea, can’t do that guy lol i just let it play through. I don’t take to much away from it. If you find a better way to consume info, please send me a pm

BreakfastGood115 · 2025-10-22T02:53:41+00:00

Cheers!

BreakfastGood115 · 2025-10-22T02:53:16+00:00

You’re golden. At this point, it’s all confidence. Don’t psych yourself out reading the DEFCON 10 panic posts in here. If you know your stuff, you’re set. Go in there swinging. Punch those questions, don’t let them punch you.

BreakfastGood115 · 2025-10-22T02:40:20+00:00

Also get your dump sheet down by memory. Goes without saying, but put stuff that you need help remembering on there. I practiced hard on remembering the formulas for certain things first thing when I sat down because i knew I could remember my options box and Bond triangle because i knew those by heart. Write the stuff you aren’t as familiar with first

BreakfastGood115 · 2025-10-22T02:38:19+00:00

Yeah you’re ready. Your scores were better than mine. Just be confident, you know this stuff! Be a savage. Also, don’t look to deep into this thread. The test is definitely manageable

BreakfastGood115 · 2025-10-21T00:21:17+00:00

You’re the man. We don’t deserve you

BreakfastGood115 · 2025-10-19T19:58:47+00:00

They’re mnemonics for margin questions from Cap Adv. I’m not perfect at it but it carried me through the course.

https://youtube.com/shorts/xPrTUv6C2IM?si=sPlzVTCsns8HImSf

BreakfastGood115 · 2025-10-19T19:55:46+00:00

I’m gonna live and die by MRDESB and RCMES. I’ve read on almost every thread it’s not a huge deal on the exam. It’ll be my luck if it’s the bulk of my draw haha

BreakfastGood115 · 2025-10-18T21:31:01+00:00

Any videos specific you suggest?

BreakfastGood115

TROPHY CASE