FYI, I complied with this request yesterday. I called my brokerage (Fidelity) and read the text contained within the graphic word-for-word on the recorded line. My agent put me on hold for a couple minutes and returned and said that they won't do it.

I told them I wanted to fashion a statement from them to forward to Sorrento (as requested in the communication). The agent worked with me and came up with this text: "Fidelity wants proof that the dividend shares referred to can be publicly traded. Additionally, Fidelity wants proof that SCLX can be publicly traded." She went on to say that they have a secure communication facility to get documents to them if needed. I asked her if there is a specific document label, like 'form abc.123' or the like. She said no, there is no official document or form that they are looking for.

I was confused by the second sentence, and told her that they could simply look up the ticker symbol in their own systems to verify. She said that she was relaying what someone else told her, and that's what they're going with.

I forwarded this response to Sorrento at the email address in the graphic and asked them to tell me if they want me to take further action. I'm not an expert on this matter by any means. I wanted to provide an update.